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Losing Control

June 28, 2016 6:20 PM | Rob Layne (Administrator)

By Mark C Peterson

[reprinted from the ASIS Cultural Properties Council Newsletter - April 2016]

For security professionals, it is a familiar image. A diligent system operator sitting in a dimly lit space, surrounded by the glow of technology. The radio crackles as the operator communicates in 10-code with patrolling security officers in response to a security event. The quintessential security control center (SCC). Sometimes referred to as the security operations center, or simply the control room, it is the recognized heartbeat of many comprehensive security programs. By definition, this widely deployed security element is often the center of control for security operations.

Most commonly deployed within medium to large institutions, the SCC is often the element around which security operations revolve. The SCC may fill the command and control role within security operations. The definition of command and control in this application is to “provide direction of security resources for the protection of staff, visitors, and assets of the institution”. Operational direction by SCC operators should, or course, be given in accordance with the institution’s established policies and procedures. At a high level, SCC operators:

Monitor electronic security systems to obtain situational awareness. Communicate with security staff/patrols in response to security events. Coordinate the assessment of, and response to, security events. Document security activities.

  • As electronic security systems (ESS) are deployed throughout the institution, the SCC has

traditionally served as the centralized location for system monitoring and operation. This means that much of the investment in ESS can often be located within the SCC (Hey, we had to put that stuff somewhere.). The expanded use of networked, or IP-based, systems has largely removed many of the constraints of older technology that made it difficult, and costly, to monitor and operate ESS across multiple locations. The traditional paradigm of centralized monitoring is now being challenged by today’s state-of-the-art system capabilities to more easily distribute system monitoring and operation across multiple locations.With security operations, one size does not fit all. This also holds true with the role and operational expectation of the SCC. While they can be quite similar, each and every security organization is unique in its support of the institution’s unique environment and culture. So it is reasonable to assume that the role of the SCC can be different from institution to institution. How the role of the SCC may be different is less important than whether the role of the SCC is adequately defined. Only by defining the expectations of the SCC, within security operations, can its performance and effectiveness be properly evaluated. Regardless of the institution’s expectations of SCC operations, a few simple questions can help determine if the SCC is fulfilling operational expectations for predicable performance.

Is there a documented statement describing the role of the SCC? The importance of documenting the role and operational expectations of the SCC cannot be overstated. SCC operations often occur behind the scenes. The organization, and executive management, does not always recognize the critical role that the SCC plays in securing the facility. As important, the organization does not always have an accurate expectation of SCC capabilities. Sometimes, inaccurate assumptions do not become apparent until a serious security incident is experienced. It is then that questions are asked like “Why wasn’t the incident identified on camera?”, or “Why didn’t the operator alert security patrols in time to prevent the incident from happening?”. Let’s face it, every SCC deployment has operational constraints and deficiencies. It is best to proactively understand and address these within the organization before they bubble up as the result of a serious security incident.

Do the SCC operator duties support the operational expectations of the SCC? The role of the SCC operator is one of the most critical positions within the security organization. However, in so many cases, duties are assigned to SCC operators that are in direct conflict with their ability to monitor and respond to security events. SCC operators are often tasked with:

  • Managing access control for contractors, visitors, and/or deliveries. Issuing visitor passes and temporary access badges. Issuing radios and other security equipment to officers. Issuing and managing staff keys.
  • Answering the institute’s general phone line to answer questions and provide directions. Manage lost and found.

In many cases, these additional duties are assigned because the operational policies and procedures for SCC operators to actively communicate and engage with security officers and patrols are not adequately defined. From management’s point of view, SCC operators appear to have time on their hands, making them targets for other duties.

Are the SCC policies and procedures relevant to the current ESS configuration? As previously discussed, state-of-the-art networked ESS provides security with enhanced operational features. If, and when, institutions are fortunate enough to be able to invest in system upgrades and/or replacement, the configuration of the SCC should change accordingly. It is not uncommon to see institutions spend significant capital dollars for the latest technology only to use them according to outdated policies and procedures. System upgrades and/or replacements are opportunities to reinvent security operations; increasing operational effectiveness and efficiencies.

Is the configuration of the SCC conducive to effective system monitoring and operation?

The SCC environment must enable effective operator operations. In many cases the SCC is a 24/7/365 operation. The environment should support a comfortable and operationally efficient environment. Adequate temperature control and lighting are important for operator comfort. The layout of equipment is essential to effective SCC operations. The position of the operator in relation to user interface devices (monitors, keyboards, mouse, etc.) affects their ability to more easily manipulate systems. What is the expectation of operator performance in an environment where scores of video images are simultaneously displayed? While it may look impressive, overloading the operator with video images may actually reduce their ability to identify activity of interest. The strategy for the configuration of video monitors must be in line with the performance expectations for the SCC operators.

Who has access to the SCC? Due to the critical role of SCC, and the level of vigilance required for SCC operator duties, unnecessary distractions should be eliminated. That being said, there are many SCCs where security, and in some cases, non-security personnel freely enter the SCC. Even when fitted with access control, many of the institution’s staff have access privileges that include access into the SCC. SCC operations are very focused and time sensitive. Each and every access into the SCC creates the potential for distraction from identifying an important security events, or delay the assessment or response to an event. In most cases, the

only persons that should be allowed to access the SCC are those security staff actively engaged in SCC operations, and their supervisors.

As I like to say, “It is always enough security until it isn’t”. It is difficult to quantify the effectiveness of security within an institution or to know just how many security incidents were prevented, or their impact minimized, as a result of security operations. The role of the SCC is not always apparent and, as a result, may fall victim to unnecessary distractions, overloading of duties, and inadequate policies and procedures. Ironically, when faced with a security event, the organization’s expectation for SCC operations is to spring into action, ninja style, to prevent or neutralize the security threat. While the critical role of the SCC is beyond dispute, it is not uncommon to find its effectiveness being undermined; even to the point of losing control.

Mark C Peterson is founder and principal consultant at M. C. Peterson & Associates, LLC, senior design consultant for Layne Consultants International, Inc, and Technology Advisor for the International Foundation for Cultural Property Protection. Mark is a 35 year veteran of the security industry with an emphasis in design, implementation, and operation of electronic security systems.


  
 

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